Form Pf Paper Version Omb Approval Reporting Form For

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Form pf paper version omb approval reporting form for

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FORM PF (Paper Version) OMB APPROVAL
OMB Number: 3235-0679
Reporting Form for Investment Advisers to Expires: Apr. 30, 2024
Private Funds and Certain Commodity Pool Estimated average burden
Operators and Commodity Trading Advisors hours per response: 81.05
Form PF: General Instructions Page 1
Read these instructions carefully before completing Form PF. Failure to follow these instructions,
properly complete Form PF, or pay all required fees may result in your Form PF being delayed or
rejected

In these instructions and in Form PF, “you” means the private fund adviser completing or amending this
Form PF. If you are a “separately identifiable department or division” (SID) of a bank, “you” means the
SID rather than the bank (except as provided in Question 1(a)). Terms that appear in italics are defined in
the Glossary of Terms to Form PF

1. Who must complete and file a Form PF?
You must complete and file a Form PF, if:
A. You are registered or required to register with the SEC as an investment adviser;
OR
You are registered or required to register with the CFTC as a CPO or CTA and you are
also registered or required to register with the SEC as an investment adviser;
AND
B. You manage one or more private funds

AND
C. You and your related persons, collectively, had at least $150 million in private fund
assets under management as of the last day of your most recently completed fiscal year

Many private fund advisers meeting these criteria will be required to complete only Section 1 of
Form PF and will need to file only on an annual basis. Large private fund advisers, however, will
be required to provide additional data, and large hedge fund advisers and large liquidity fund
advisers will need to file every quarter. See Instructions 3 and 9 below

For purposes of determining whether you meet the reporting threshold, you are not required to
include the regulatory assets under management of any related person that is separately
operated. See Instruction 5 below for more detail

If your principal office and place of business is outside the United States, for purposes of this
Form PF you may disregard any private fund that, during your last fiscal year, was not a United
States person, was not offered in the United States, and was not beneficially owned by any United
States person

2. I have a related person who is required to file Form PF. May I and my related person file a
single Form PF?
Related persons may (but are not required to) report on a single Form PF information with respect
to all such related persons and the private funds they advise. You must identify in your response
SEC 2048 (07-14)
Form PF: General Instructions Page 2
to Question 1 the related persons as to which you are reporting and, where information is
requested about you or the private funds you advise, respond as though you and such related
persons were one firm

3. How is Form PF organized?
Section 1 – All Form PF filers
Section 1a All private fund advisers required to file Form PF must complete Section 1a

Section 1a asks general identifying information about you and the types of private
funds you advise

Section 1b All private fund advisers required to file Form PF must complete Section 1b

Section 1b asks for certain information regarding the private funds that you
advise

Section 1c All private fund advisers that are required to file Form PF and advise one or more
hedge funds must complete Section 1c. Section 1c asks for certain information
regarding the hedge funds that you advise

Section 2 – Large hedge fund advisers
Section 2a You are required to complete Section 2a if you and your related persons,
collectively, had at least $1.5 billion in hedge fund assets under management as of
the last day of any month in the fiscal quarter immediately preceding your most
recently completed fiscal quarter. You are not required to include the regulatory
assets under management of any related person that is separately operated

Subject to Instruction 4, Section 2a requires information to be reported on an
aggregate basis for all hedge funds that you advise

Section 2b If you are required to complete Section 2a, you must complete a separate
Section 2b with respect to each qualifying hedge fund that you advise

However:
if you are reporting separately on the funds of a parallel fund structure that, in the
aggregate, comprises a qualifying hedge fund, you must complete a separate
Section 2b for each parallel fund that is part of that parallel fund structure (even
if that parallel fund is not itself a qualifying hedge fund); and
if you report answers on an aggregated basis for any master-feeder arrangement
or parallel fund structure in accordance with Instruction 5, you should only
complete a separate Section 2b with respect to the reporting fund for such master-
feeder arrangement or parallel fund structure

Section 3 – Large liquidity fund advisers
Section 3 You are required to complete Section 3 if (i) you advise one or more liquidity
funds and (ii) as of the last day of any month in the fiscal quarter immediately
preceding your most recently completed fiscal quarter, you and your related
Form PF: General Instructions Page 3
persons, collectively, had at least $1 billion in combined money market and
liquidity fund assets under management. You are not required to include the
regulatory assets under management of any related person that is separately
operated

You must complete a separate Section 3 with respect to each liquidity fund that
you advise

However, if you report answers on an aggregated basis for any master-feeder
arrangement or parallel fund structure in accordance with Instruction 5, you
should only complete a separate Section 3 with respect to the reporting fund for
such master-feeder arrangement or parallel fund structure

Section 4 – Large private equity advisers
Section 4 You are required to complete Section 4 if you and your related persons,
collectively, had at least $2 billion in private equity fund assets under
management as of the last day of your most recently completed fiscal year. You
are not required to include the regulatory assets under management of any related
person that is separately operated

You must complete a separate Section 4 with respect to each private equity fund
that you advise

However, if you report answers on an aggregated basis for any master-feeder
arrangement or parallel fund structure in accordance with Instruction 5, you
should only complete a separate Section 4 with respect to the reporting fund for
such master-feeder arrangement or parallel fund structure

Section 5 – Advisers requesting a temporary hardship exemption
Section 5 See Instruction 13 for details

4. I am a subadviser or engage a subadviser for a private fund. Who is responsible for
reporting information about that private fund?
Only one private fund adviser should complete and file Form PF for each private fund. If the
adviser that filed Form ADV Section 7.B.1 with respect to any private fund is required to file
Form PF, the same adviser must also complete and file Form PF for that private fund. If the
adviser that filed Form ADV Section 7.B.1 with respect to any private fund is not required to file
Form PF (e.g., because it is an exempt reporting adviser) and one or more other advisers to the
fund is required to file Form PF, another adviser must complete and file Form PF for that private
fund

Where a question requests aggregate information regarding the private funds that you advise, you
should only include information regarding the private funds for which you are filing Section 1b of
Form PF

Form PF: General Instructions Page 4
5. When am I required to aggregate information regarding parallel funds, parallel managed
accounts, master-feeder arrangements and funds managed by related persons?
You are required to aggregate related funds and accounts differently depending on the purpose of
the aggregation

Reporting thresholds. For purposes of determining whether you meet any reporting threshold,
you must aggregate parallel funds, dependent parallel managed accounts and master-feeder
funds. In addition, you must treat any private fund or parallel managed account advised by any
of your related persons as though it were advised by you. You are not required, however, to
aggregate private funds or parallel managed accounts of any related person that is separately
operated

Responding to questions. When reporting on individual funds, you may provide information
regarding master-feeder arrangements or parallel fund structures either in the aggregate or
separately, provided that you do so consistently throughout the Form. (For example, you may
complete either a single Section 1b for all of the funds in a master-feeder arrangement or a
separate Section 1b for each fund in the arrangement, but you must then take the same approach
when completing other applicable sections of the Form.) Where a question requests aggregate
information regarding the private funds that you advise, you should only include information
regarding the private funds for which you are filing Section 1b of Form PF. You are not required
to report information regarding parallel managed accounts (except in Question 11). You should
not report information for any private fund advised by any of your related persons unless you
have identified that related person in Question 1(b) as a related person for which you are filing
Form PF

See the table below for additional details

For purposes of determining whether a For purposes of reporting information in
private fund is a qualifying hedge fund Sections 1b, 1c, 2b, 3 and 4
You must aggregate any private funds that You may, but are not required to, report
are part of the same master-feeder answers on an aggregated basis for any
arrangement (even if you did not, or were private funds that are part of the same
not permitted to, aggregate these private master-feeder arrangement (even if you
funds for purposes of Form ADV Section did not, or were not permitted to, aggregate
7.B.1) these private funds for purposes of Form
ADV Section 7.B.1)
You must aggregate any private funds that You may, but are not required to, report
are part of the same parallel fund structure answers on an aggregated basis for any
private funds that are part of the same
parallel fund structure
Any dependent parallel managed account You are not required to report information
must be aggregated with the largest private regarding parallel managed accounts
fund to which that dependent parallel (except in Question 11)
managed account relates
Form PF: General Instructions Page 5
You must treat any private fund or parallel You should not report information for any
managed account advised by any of your private fund advised by any of your related
related persons as though it were advised persons unless you have identified that
by you (including related persons that you related person in Question 1(b) as a related
have not identified in Question 1(b) as person for which you are filing Form PF
related persons for which you are filing
Form PF, though you may exclude related
persons that are separately operated)
6. I am required to aggregate funds or accounts to determine whether I meet a reporting
threshold, or I am electing to aggregate funds for reporting purposes. How do I “aggregate” funds
or accounts for these purposes?
Where two or more parallel funds or master-feeder funds are aggregated in accordance with
Instruction 5, you must treat the aggregated funds as if they were all one private fund

Investments that a feeder fund makes in a master fund should be disregarded but other
investments of the feeder fund should be treated as though they were investments of the
aggregated fund

Where you are aggregating dependent parallel managed accounts to determine whether you meet
a reporting threshold, assets held in the accounts should be treated as assets of the private funds
with which they are aggregated

Example 1. You advise a master-feeder arrangement with one feeder fund. The feeder
fund has invested $500 in the master fund and holds a foreign exchange
derivative with a notional value of $100. The master fund has used the
$500 received from the feeder fund to invest in corporate bonds. Neither
fund has any other assets or liabilities

For purposes of determining whether the funds comprise a qualifying hedge
fund, this master-feeder arrangement should be treated as a single private
fund whose only investments are $500 in corporate bonds and a foreign
exchange derivative with a notional value of $100. If you elect to aggregate
the master-feeder arrangement for reporting purposes, the treatment would
be the same

Example 2. You advise a parallel fund structure consisting of two hedge funds, named
parallel fund A and parallel fund B. You also advise a related dependent
parallel managed account. The account and each fund have invested in
corporate bonds of Company X and have no other assets or liabilities. The
value of parallel fund A’s investment is $400, the value of parallel fund B’s
investment is $300 and the value of the account’s investment is $200

For purposes of determining whether either of the parallel funds is a
qualifying hedge fund, the entire parallel fund structure and the related
dependent parallel managed account should be treated as a single private
fund whose only asset is $900 of corporate bonds issued by Company X

If you elect to aggregate the parallel fund structure for reporting purposes,
you would disregard the dependent parallel managed account, so the result
would be a single private fund whose only asset is $700 of corporate bonds
Form PF: General Instructions Page 6
issued by Company X

7. I advise a private fund that invests in other private funds (e.g., a “fund of funds”). How
should I treat these investments for purposes of Form PF?
Investments in other private funds generally. For purposes of this Form PF, you may disregard
any private fund's equity investments in other private funds. However, if you disregard these
investments, you must do so consistently (e.g., do not include disregarded investments in the net
asset value used for determining whether the fund is a “hedge fund”). For Question 17, even if
you disregard these assets, you may report the performance of the entire fund and are not required
to recalculate performance in order to exclude these investments. Do not disregard any liabilities,
even if incurred in connection with these investments

Funds that invest substantially all of their assets in other private funds. If you advise a private
fund that (i) invests substantially all of its assets in the equity of private funds for which you are
not an adviser and (ii) aside from such private fund investments, holds only cash and cash
equivalents and instruments acquired for the purpose of hedging currency exposure, then you are
only required to complete Section 1b for that fund. For all other purposes, you should disregard
such fund. For example, where questions request aggregate information regarding the private
funds you advise, do not include the assets or liabilities of any such fund

Solely for purposes of this Instruction 7, you may treat as a private fund any issuer formed under
the laws of a jurisdiction other than the United States that has not offered or sold its securities in
the United States or to United States persons but that would be a private fund if it had engaged in
such an offering or sale

Notwithstanding the foregoing, you must include disregarded assets in responding to Question 10

8. I advise a private fund that invests in companies that are not private funds. How should I
treat these investments for purposes of Form PF?
Except as provided in Instruction 7, investments in funds should be included for all purposes
under this Form PF. You are not, however, required to “look through” a fund’s investments in
any other entity unless the Form specifically requests information regarding that entity or the
other entity’s primary purpose is to hold assets or incur leverage as part of the reporting
fund's investment activities

9. When am I required to update Form PF?
You are required to update Form PF at the following times:
Periodic filings Within 60 calendar days after the end of your first, second and third fiscal
(large hedge fund quarters, you must file a quarterly update that updates the answers to all
advisers) Items in this Form PF relating to the hedge funds that you advise

Within 60 calendar days after the end of your fourth fiscal quarter, you must
file a quarterly update that updates the answers to all Items in this Form PF

You may, however, submit an initial filing for the fourth quarter that
updates information relating only to the hedge funds that you advise so long
as you amend your Form PF within 120 calendar days after the end of the
quarter to update information relating to any other private funds that you
Form PF: General Instructions Page 7
advise. When you file such an amendment, you are not required to update
information previously filed for such quarter

Periodic filings Within 15 calendar days after the end of your first, second and third fiscal
(large liquidity quarters, you must file a quarterly update that updates the answers to all
fund advisers) Items in this Form PF relating to the liquidity funds that you advise

Within 15 calendar days after the end of your fourth fiscal quarter, you must
file a quarterly update that updates the answers to all Items in this Form PF

You may, however, submit an initial filing for the fourth quarter that
updates information relating only to the liquidity funds that you advise so
long as you amend your Form PF within 120 calendar days after the end of
the quarter to update information relating to any other private funds that you
advise (subject to the next paragraph). When you file such an amendment,
you are not required to update information previously filed for such quarter

If you are both a large liquidity fund adviser and a large hedge fund
adviser, you must file your quarterly updates with respect to the liquidity
funds that you advise within 15 calendar days and with respect to the hedge
funds you advise within 60 calendar days

Periodic filings Within 120 calendar days after the end of your fiscal year, you must file an
(all other advisers) annual update that updates the answers to all Items in this Form PF

Large hedge fund advisers and large liquidity fund advisers are not required
to file annual updates but instead file quarterly updates for the fourth
quarter

Transition filing If you are transitioning from quarterly to annual filing because you are no
longer a large hedge fund adviser or large liquidity fund adviser, then you
must complete and file Item A of Section 1a and check the box in
Section 1a indicating that you are making your final quarterly filing. You
must file your transition filing no later than the last day on which your next
quarterly update would be timely

Final filing If you are no longer required to file Form PF, then you must complete and
file Item A of Section 1a and check the box in Section 1a indicating that
you are making your final filing. You must file your final filing no later
than the last day on which your next Form PF update would be timely. This
applies to all Form PF filers

Failure to update your Form PF as required by these instructions is a violation of SEC and,
where applicable, CFTC rules and could lead to revocation of your registration

10. How do I obtain private fund identification numbers for my reporting funds?
Each private fund must have an identification number for purposes of reporting on Form ADV
and Form PF. Private fund identification numbers can only be obtained by filing Form ADV

If you need to obtain a private fund identification number and you are required to file a quarterly
update of Form PF prior to your next annual update of Form ADV, then you must acquire the
Form PF: General Instructions Page 8
identification number by filing an other-than-annual amendment to your Form ADV and
following the instructions on Form ADV for generating a new number. When filing an other-
than-annual amendment for this purpose, you must complete and file all of Form ADV Section
7.B.1 for the new private fund

See Instruction 6 to Part 1A of Form ADV for additional information regarding the acquisition
and use of private fund identification numbers

11. Who must sign my Form PF or update?
The individual who signs the Form PF depends upon your form of organization:
For a sole proprietorship, the sole proprietor

For a partnership, a general partner

For a corporation, an authorized principal officer

For a limited liability company, a managing member or authorized person

For a SID, a principal officer of your bank who is directly engaged in the management,
direction or supervision of your investment advisory activities

For all others, an authorized individual who participates in managing or directing your affairs

The signature does not have to be notarized and should be a typed name

If you and one or more of your related persons are filing a single Form PF, then Form PF may be
signed by one or more individuals; however, the individual, or the individuals collectively, must
have authority, as provided above, to sign both on your behalf and on behalf of all such related
persons

12. How do I file my Form PF?
You must file Form PF electronically through the Form PF filing system on the Investment
Adviser Registration Depository website (www.iard.com), which contains detailed filing
instructions. Questions regarding filing through the Form PF filing system should be
addressed to the Financial Industry Regulatory Authority (FINRA) at 240-386-4848

13. Are there filing fees?
Yes, you must pay a filing fee for your Form PF filings. The Form PF filing fee schedule is
published at http://www.sec.gov/iard and http://www.iard.com

14. What if I am not able to file electronically?
A temporary hardship exemption is available if you encounter unanticipated technical difficulties
that prevent you from making a timely filing with the Form PF filing system, such as a computer
malfunction or electrical outage. This exemption does not permit you to file on paper; instead, it
extends the deadline for an electronic filing for seven “business days” (as such term is used in
SEC rule 204(b)-1(f))

To request a temporary hardship exemption, you must complete and file on paper Item A of
Section 1a and Section 5 of Form PF, checking the box in Section 1a indicating that you are
requesting a temporary hardship exemption. Mail one manually signed original and one copy of
your exemption filing to: U.S. Securities and Exchange Commission, Branch of Regulations and
Form PF: General Instructions Page 9
Examinations, Mail Stop 0-25, 100 F Street NE, Washington, DC 20549. You must preserve in
your records a copy of any temporary hardship exemption filing. Any request for a temporary
hardship exemption must be filed no later than one business day after the electronic Form PF
filing was due. For more information, see SEC rule 204(b)-1(f)

15. May I rely on my own methodologies in responding to Form PF? How should I enter
requested information?
You may respond to this Form using your own internal methodologies and the conventions of
your service providers, provided the information is consistent with information that you report
internally and to current and prospective investors. However, your methodologies must be
consistently applied and your responses must be consistent with any instructions or other
guidance relating to this Form. You may explain any of your methodologies, including related
assumptions, in Question 4

In responding to Questions on this Form, the following guidelines apply unless otherwise
specifically indicated:
provide the requested information as of the close of business on the data reporting date;
if information is requested for any month or quarter, provide the requested information as of
the close of business on the last calendar day of the month or quarter, respectively;
if a question requests information expressed as a percentage, enter the response as a
percentage (not a decimal) and round to the nearest one percent;
if a question requests a monetary value, provide the information in U.S. dollars as of the data
reporting date, rounded to the nearest thousand;
if a question requests a numerical value other than a percentage or a dollar value, provide
information rounded to the nearest whole number;
if a question requests information regarding a “position” or “positions,” you should determine
whether a set of legal and contractual rights constitutes a “position” in a manner consistent
with your internal recordkeeping and risk management procedures (e.g., some advisers may
record as a single position two or more partially offsetting legs of a transaction entered into
with the same counterparty under the same master agreement, while others may record these
as separate positions);
if a question requires you to distinguish long positions from short positions, classify positions
in a manner consistent with your internal recordkeeping and risk management procedures
(provided that, for CDS, exotic CDS, index CDS, and single name CDS, the protection seller
should be viewed as long and the protection buyer should be viewed as short);
do not net long and short positions;
for derivatives (other than options), “value” means gross notional value; for options, “value”
means delta adjusted notional value; for all other investments and for all borrowings where
the reporting fund is the creditor, “value” means market value or, where there is not a readily
available market value, fair value; for borrowings where the reporting fund is the debtor,
“value” means the value you report internally and to current and prospective investors; and
Form PF: General Instructions Page 10
for questions 20, 21, 25, 28, and 35, the numerator you use to determine the percentage of
net asset value should be measured on the same basis as gross asset value and may result in
responses that total more than 100%

16. How do I amend Form PF, for example, to make a correction?
If you discover that information you filed on Form PF was not accurate at the time of filing, you
may correct the information by re-filing and checking the box in Section 1a indicating that you
are amending a previously submitted filing. You are not required to update information that you
believe in good faith properly responded to Form PF on the date of filing even if that information
is subsequently revised for purposes of your recordkeeping, risk management or investor
reporting (such as estimates that are refined after completion of a subsequent audit)

Large hedge fund advisers and large liquidity fund advisers that comply with their fourth quarter
filing obligations by submitting an initial filing followed by an amendment in accordance with
Instruction 9 will not be viewed as affirming responses regarding one fund solely by providing
updated information regarding another fund at a later date

17. How may I preserve on Form PF the anonymity of a private fund that I advise?
If you seek to preserve the anonymity of a private fund that you advise by maintaining its identity
in your books and records in numerical or alphabetical code, or similar designation, pursuant to
rule 204-2(d), you may identify the private fund on Form PF using the same code or designation
in place of the fund’s name

18. May I report on Form PF regarding a commodity pool that is not a private fund? How
should I treat the commodity pool for purposes of Form PF?
If you are otherwise required to report on Form PF, you may report information regarding any
commodity pool you advise on Form PF, even if it is not a private fund. Properly reporting on
Form PF regarding the commodity pool will constitute substitute compliance with CFTC
reporting requirements to the extent provided in CEA rule 4.27

Commodity pools should be treated as hedge funds for purposes of Form PF. If you are reporting
on Form PF regarding a commodity pool that is not a private fund, then treat it as a private fund
for purposes of Form PF. However, such a commodity pool is not required to be included when
determining whether you exceed one or more reporting thresholds. If such a commodity pool is a
qualifying hedge fund and you are otherwise required to report information in section 2a of
Form PF, then you must report regarding the commodity pool in section 2b of Form PF

Federal Information Law and Requirements for a Collection of Information
Section 204(b) of the Advisers Act [15 U.S.C. § 80b-4(b)] authorizes the SEC to collect the information
that Form PF requires. The information collected on Form PF is designed to facilitate the Financial
Stability Oversight Council’s (“FSOC”) monitoring of systemic risk in the private fund industry and to
assist FSOC in determining whether and how to deploy its regulatory tools with respect to nonbank
financial companies. The SEC and CFTC may also use information collected on Form PF in their
regulatory programs, including examinations, investigations and investor protection efforts relating to
private fund advisers. Filing Form PF is mandatory for advisers that satisfy the criteria described in
Form PF: General Instructions Page 11
Instruction 1 to the Form. See also 17 C.F.R. § 275.204(b)-1. The SEC does not intend to make public
information reported on Form PF that is identifiable to any particular adviser or private fund, although the
SEC may use Form PF information in an enforcement action. See Section 204(b) of the Advisers Act

An agency may not conduct or sponsor, and a person is not required to respond to, a collection of
information unless it displays a currently valid control number. The Office of Management and Budget
has reviewed this collection of information under 44 U.S.C. § 3507. Any member of the public may
direct any comments concerning the accuracy of the burden estimate and any suggestion for reducing this
burden to: Secretary, U.S. Securities and Exchange Commission, 100 F Street NE, Washington, DC
20549

Form PF Information about you and your related persons Page 1 of 43
Section 1a (to be completed by all Form PF filers)
Section 1a: Information about you and your related persons
Check the box that indicates what you would like to do:
A. If you are not a large hedge fund adviser or large liquidity fund adviser:
Submit your first filing on Form PF
for the period ended:
Submit an annual update
for the period ended:
Amend a previously submitted filing
for the period ended:
Submit a final filing
Request a temporary hardship exemption
B. If you are a large hedge fund adviser or large liquidity fund adviser:
Submit your first filing on Form PF
for the [1st, 2nd, 3rd, 4th] quarter, which ended:
Submit a quarterly update (including fourth quarter updates)
for the [1st, 2nd, 3rd, 4th] quarter, which ended:
Amend a previously submitted filing
for the [1st, 2nd, 3rd, 4th] quarter, which ended:
Transition to annual reporting
Submit a final filing
Request a temporary hardship exemption
Item A. Information about you
1. (a) Provide your name and the other identifying information requested below

(This should be your full legal name. If you are a sole proprietor, this will be your last,
first, and middle names. If you are a SID, enter the full legal name of your bank

Please use the same name that you use in your Form ADV.)
NFA ID Large trader Large trader
Legal name SEC 801-Number Number, if any ID, if any ID suffix, if any
(b) Provide the following information for each of the related persons, if any, with respect to
which you are reporting information on this Form PF:
NFA ID Large trader Large trader
Legal name SEC 801-Number Number, if any ID, if any ID suffix, if any

FORM PF (Paper Version) Reporting Form for Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors APPROVAL OMB Number: 3235-0679 Expires: Apr.30, 2024 Estimated average burden hours per response: 81.05 Form PF: General Instructions Page 1 Read these instructions carefully before completing FormPF.

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OMB FORM PF (Paper Version) Reporting Form for Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors APPROVAL OMB Number: 3235-0679 Expires: Apr.30, 2024 Estimated average burden hours per response: 81.05 Form PF: General Instructions Page 1

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FORM PF (Paper Version) Reporting Form for Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors APPROVAL OMB Number: 3235-0679 Expires: Apr.30, 2024 Estimated average burden hours per response: 81.05

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FORM PF (Paper Version) OMB APPROVAL Reporting Form for Investment Advisers to OMB Number: 3235-0679 Expires: Apr. 30, 2024 Private Funds and Certain Commodity Pool Estimated average burden Operators and Commodity Trading Advisors OMB FORM PF (Paper Version)

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APPROVAL OMB Number: 3235-0679 Expires: Apr.30, 2024 Estimated average burden hours per response: 81.05 Form PF: General Instructions Page 1